Whether they’re growing assets for a secure financial future, or managing extra liquidity from the sale of a business, or preparing for income distribution to see them through retirement, all of our clients share a common desire: they’d like their wealth to help them do more of what’s most important in their lives.
effectively managing wealth can become quite complex. By getting to know our clients well, we’re able to help them break down that complexity and prioritize their goals. We position ourselves as problem solvers, as we focus on your specific set of challenges, offering objective advice and sound recommendations.
a company’s financial situation will often impact many of the challenges and opportunities created at the intersection of business and personal wealth. Beyond targeted objectives and desired outcomes, we always consider what the business owner truly wants to achieve in their livelihood, lifestyle, and legacy.
For all our clients, our prescribed solutions are not offered to address an isolated transaction. All our advice looks at the big picture as we build comprehensive financial plans, with each solution integrated into a roadmap designed with your longer-range goals in mind. We welcome the opportunity to talk to you about all your goals and identify the personalized services you need.
To ensure that all services are integrated into a holistic plan, we work closely with our clients’ other trusted professionals, including their accountants, tax advisors, and attorneys.
At Upland Private Wealth, the security of our clients’ assets is our highest priority. After a rigorous due diligence process, we selected BNY Mellon | Pershing as our custodian. Pershing is a financial industry leader in clearing and custody services with over $2.0 trillion in global client assets representing seven million investor accounts worldwide. Pershing is owned by BNY (Bank of New York) Mellon, which is the longest standing operating bank in the U.S., surpassing 235 years and founded by the country’s first Secretary of the Treasury, Alexander Hamilton. With over $41 trillion in assets under custody, BNY Mellon is the largest custodian in the world by a significant margin and offers SIPC and excess SIPC insurance coverage. Pershing provides clearing and custody services in 65 global markets, with execution services in over 60 markets globally and facilitating the trading and conversion of 50 currencies.
As a partner firm within the Sanctuary Wealth network, we are able to leverage its technology, tools, and standardized processes to maximize scale and manage risk so that we can reinvest time where it matters most—with clients like you. By partnering with Sanctuary, we can deliver operational excellence, maintain a strong culture of compliance, and offer a robust cybersecurity program, which will safeguard the information clients entrust to our guidance. Sanctuary also empowers its partner firms with access to a vibrant community of like-minded, elite independent financial advisors. The advisors in this peer group share best practices and we can tap into our community’s intellectual capital to deliver more specialized expertise – and investment opportunities – to the clients of Upland Private Wealth.
